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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

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