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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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