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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

As Published: 2015

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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Similar To

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 9.3 Continuing obligations: holders

PERG 9.11 Frequently Asked Questions

MAR 5.3 Trading process requirements

DTR 2.1 Introduction and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

IFPRU 11.5 Intra-group financial support

EG 2.15 Decision making in the context of regulatory enforcement action

SYSC 19C.3 Remuneration principles

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 4.3 Appointment of actuaries

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy