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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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Similar To

EG 16.2 Disapplication orders

PERG 4.3 Regulated activities related to mortgages

LR 5.5 Miscellaneous

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 2.3 The business element

IFPRU 11.7 Notifications

SUP 13.10 Applicable provisions

SUP 10A.2 Purpose

EG 7.5 Payment of financial penalties

PR 1.1 Preliminary

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

APER 2.1A The Statements of Principle

PERG 5.4 The business test

SYSC 10.1 Application

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration