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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements