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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety