Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

…

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PR 5.3 Certificate of approval

EG 2.6 Assisting overseas regulators

IFPRU 1.2 Significant IFPRU firm

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

BIPRU 13.6 CCR internal model method

SUP 3.2 Purpose

DISP 1.10B Payment services and electronic money complaints reporting

SUP 16.19 Immigration Act compliance reporting

INSPRU 3.2 Derivatives in insurance

REC 4.2C Control over a UK RIE

CASS 5.6 Client money distribution

GENPRU 2.1 Calculation of capital resources requirements

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration