Search Result

401 - 420 of 1482 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders