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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

DTR 6.3 Dissemination of information

COBS 3.4 Retail clients

PERG 8.8 Having an effect in the United Kingdom

CASS 5.1 Application

LR 2.1 Preliminary

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 19.32 The Payment Accounts Regulations 2015

REC 3.15 Suspension of services and inability to operate facilities

REC 1.2 Purpose, status and quotations, notes or references

EG 19.30 The Mortgage Credit Directive Order

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms