Search Result

341 - 360 of 1419 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events