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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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Similar To

SUP App 3.3 Background

LR 7.2 The Listing and Premium Listing Principles

SYSC 19D.1 Application and purpose

LR 10.1 Preliminary

IFPRU 8.2 Large Exposures

COND 2.7 Business model

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 7.1 Application and purpose

LR 15.4 Continuing obligations

SUP 10A.14 Changes to an FCA-approved person's details

SUP 5.5 Duties of firms

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation