Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

…

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 7.7 Post-certification issues

PERG 8.4 Invitation or inducement

COLL 8.3 Investor relations

DTR 6.2 Filing information and use of language

BIPRU 12.4 Stress testing and contingency funding

BIPRU 12.2 Adequacy of liquidity resources

TC 2.1 Assessing and maintaining competence

SUP 1A.1 Application and purpose

BIPRU 8.6 Consolidated capital resources

PERG 8.17 Financial promotions concerning agreements for qualifying credit

BIPRU 5.7 Unfunded credit protection

REC 2.2 Method of satisfying the recognition requirements

COND 1.1A Application

EG 19.27 Alternative Investment Fund Managers Regulations 2013

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DTR 8.4 Continuing obligations

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 20.5 With-profits governance

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)