Search Result

261 - 280 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SYSC 4.7

As Published: 2015

SYSC 4.7

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing