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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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PR App 3.1

As Published: 2005

PR App 3.1

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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