Search Result

181 - 200 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application