Search Result

1 - 20 of 1401 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations