Search Result

161 - 180 of 1669 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COND 1.3 General

As Published: 2013

COND 1.3 General

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms