Search Result

1381 - 1400 of 1689 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

TC App 5.1

As Published: 2010

TC App 5.1

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions