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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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PR App 1.1

As Published: 2005

PR App 1.1

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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COLL 12.4 UCITS product passport

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 15A.1 Application and notifications under EMIR

RCB 2.3 Determination of registration

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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MAR 5A.5 Systems and controls for algorithmic trading

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy