Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

…

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

…

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

…

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 5.2 Cancelling listing

LR 1.2 Modifying rules and consulting the FCA

CONC 2.5 Conduct of business: credit broking

ICOBS 5.2 Demands and needs

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

SUP 11.5 Notifications by firms

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

MCOB 2A.2 Tying practices

SUP 10C.7 Other overall responsibility function (SMF18)

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

ICOBS 6A.2 Optional additional products

EG 2.1 Case selection and the use of enforcement powers

COLL 3.3 Units