Search Result

641 - 660 of 1555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls