Search Result

421 - 440 of 1432 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

…

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

…

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

…

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…