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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models