Search Result

181 - 200 of 1476 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

SYSC 4.6

As Published: 2015

SYSC 4.6

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms