Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 20.2 Treating with-profits policyholders fairly

GEN 6.1 Payment of financial penalties

EG 2.2 Case selection and referral criteria

PR 3.1 Approval of prospectus

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 15.13 Notification by CBTL firms

ICOBS 3.2 E-Commerce

SUP 10A.3 Provisions related to the Act

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 20.3 Decision making under the CCA Order

EG 19.13 The Consumer Protection Co-operation Regulation26

SYSC 6.1 Compliance

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach