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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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