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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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SUP 15.10 Reporting suspicious transactions or orders (market abuse)

COLL 14.2 Registration with the Charity Commission

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

REC 3.7 Auditors

LR 8.3 Role of a sponsor: general

CASS 5.1 Application

REC 4.2F Information gathering power on FCA’s own initiative

COCON 1.2 Investments

MAR 6.2 Purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

DEPP 2.4 Third party rights and access to FCA material

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach