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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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