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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

SYSC 4.9

As Published: 2015

SYSC 4.9

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions