Search Result

1441 - 1460 of 1699 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market