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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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Similar To

RCB 6.2 Policy on decision and warning notices

SUP 2.4 'Mystery shopping'

SUP 16.10 Verification of firm details

EG 9.2 The FCA’s general policy in this area

IFPRU 4.10 Validation

FIT 1.2 Introduction

GEN 1.3 Emergency

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DEPP 2.3 Decision notices and second supervisory notices

DEPP 6.7 Discount for early settlement

FEES 9.1 Application and purpose

DEPP 6A.2 Deciding whether to take action