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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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