Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.1 Application

COBS 19.2 Personal pensions, FSAVCs and AVCs

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

MIPRU 4.4 Calculation of capital resources

CONC 11.1 The right to cancel

MCOB 8.5A Advised sales

PERG 16.3 Managing an AIF

CREDS 7.2 General requirements concerning lending policy

FEES 5.4 Information requirement

GEN 4.2 Purpose

PERG 8.3 Financial promotion

CONC 5A.5 Consequences of contravention of the cost caps