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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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