Search Result

1061 - 1080 of 1619 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking