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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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IFPRU 10.2 Capital conservation buffer

As Published: 2016

IFPRU 10.2 Capital conservation buffer

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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EG 4.12 Search and seizure powers

MAR 5A.3 Specific requirements for OTFs

EG 3.2B Information requests (section 122B)

REC 4.9 Disciplinary measures

MAR 9.4 Supervisory regime

RCB 4.2 Enforcement powers and penalties

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 16.14 Client money and asset return

PERG 7.5 When is it appropriate to apply for a certificate?

MIPRU 2.1 Application and purpose

COBS 11.5 Record keeping: client orders and transactions [deleted]

CASS 1A.1 Application

REC 3.12 Legal proceedings

EG 9.6 Applications for variation or revocation of prohibition orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

IFPRU 10.2 Capital conservation buffer

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

LR 13.2 Approval of circulars

MAR 4.4 Exceptions