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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements