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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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