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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares