Search Result

721 - 740 of 1708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy