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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories