Search Result

641 - 660 of 1533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.1A Application

As Published: 2015

APER 1.1A Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application