Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 1.2 Introduction to statutory notices

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

ICOBS 2.1 Client categorisation

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

DTR 5.8 Procedures for the notification and disclosure of major holdings

CONC 8.3 Pre contract information and advice requirements

CONC 3.2 Financial promotion general guidance

CONC 2.2 General principles for credit-related regulated activities

DEPP 6.5A The five steps for penalties imposed on firms

PERG 10.2 General issues

BIPRU 8.7 Consolidated capital resources requirements

FEES 5.1 Application and Purpose

COBS 18.11 Authorised professional firms

SUP 15.14 Notifications under the Payment Services Regulations

SUP 13A.7 Top-up permission

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

DEPP 6.5D Serious financial hardship

DEPP 5.1 Settlement decision makers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To