Search Result

621 - 640 of 1423 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

…

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

…

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

…

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

…

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

…

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…