Search Result

421 - 440 of 1663 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping