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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 4.8

As Published: 2015

SYSC 4.8

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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Effective Period

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

RCB 4.2 Enforcement powers and penalties

PERG 8.12 Exemptions applying to all controlled activities

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 15.6 Inaccurate, false or misleading information

LR 1.1 Introduction

DEPP 6.2 Deciding whether to take action

SUP 5.3 Policy on the use of skilled persons

DEPP 2.5 Provision for certain categories of decision

COND 2.3 Effective supervision

SUP 9.1 Application and purpose

LR 9.2 Requirements with continuing application

PERG 2.6 Specified investments: a broad outline

PERG 4.5 Arranging regulated mortgage contracts

DEPP 1.2 Introduction to statutory notices

SUP 16.12 Integrated Regulatory Reporting

DEPP 7.2 Interviews

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SYSC 4.8

DTR 2.1 Introduction and purpose