Search Result

281 - 300 of 1349 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

COND 1.1A Application

As Published: 2013

COND 1.1A Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction