Search Result

281 - 300 of 1196 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

COBS 8.1 Client agreements: non-MiFID designated investment business

As Published: 2007

COBS 8.1 Client agreements: non-MiFID designated investment business

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire