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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 19.10 Enterprise Act 2002

COLL 4.3 Approvals and notifications

SUP 10C.11 Statements of responsibilities

MAR 1.3 Insider dealing

SUP 16.14 Client money and asset return

CASS 12.2 Treatment of client money

SYSC 13.3 Other related Handbook sections

FIT 1.2 Introduction

COND 2.3 Effective supervision

SUP 12.1 Application and purpose

EG 8.3 Use of the own-initiative powers in urgent cases

INSPRU 1.2 Mathematical reserves

SUP 10A.10 Customer-dealing functions

SUP 12.7 Notification requirements

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

FEES 4.2 Obligation to pay periodic fees