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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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COLL 12.4 UCITS product passport

REC 2.15 Discipline

EG 5.7 The relevance of settled cases to subsequent action

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

REC 3.3 Waivers

SUP 1A.1 Application and purpose

PERG 2.7 Activities: a broad outline

CASS 12.2 Treatment of client money

SUP 14.3 Changes to cross border services

COLL 7.7 UCITS mergers

LR 3.3 Shares

DTR 2.5 Delaying disclosure of inside information

REC 2.3 Financial resources

SUP 16.3 General provisions on reporting

PR App 1.1

SUP 10C.13 Variation of conditional and time-limited approvals

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

DEPP 2.3 Decision notices and second supervisory notices